Lerman Bradley E's Form 4 filing
Medtronic plc (MDT) · filed Oct 1, 2021
- Accession no.
- 0001127602-21-026351
- Filed
- Oct 1, 2021
- Trade date
- Sep 30, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.22M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lerman Bradley ECIK 0001559405 | Officer (SVP General Counsel & Corp Sec) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Ordinary Shares | MOption exerciseAcquired | +49,147 | $78.00 | +$3,833,466 | 97,910 | Direct | |
| Sep 30, 2021 | Ordinary Shares | SSaleDisposed | −49,147 | $126.58 | −$6,221,027.26 | 48,763 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 30, 2021 | Ordinary Shares | MOption exerciseDisposed | −49,147 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.