Henley Jeffrey's Form 4 filing
Oracle Corp (ORCL) · filed Sep 24, 2021
- Accession no.
- 0001127602-21-025854
- Filed
- Sep 24, 2021
- Trade date
- Sep 23-24, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $21.9M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Henley JeffreyCIK 0001206100 | Director, Officer (Executive Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2021 | Common Stock | MOption exerciseAcquired | +107,624 | $29.72 | +$3,198,585.28 | 1,948,626 | Indirect | |
| Sep 23, 2021 | Common Stock | SSaleDisposed | −107,624 | $90.01F2 | −$9,687,236.24 | 1,841,002 | Indirect | |
| Sep 24, 2021 | Common Stock | MOption exerciseAcquired | +135,741 | $29.72 | +$4,034,222.52 | 1,976,743 | Indirect | |
| Sep 24, 2021 | Common Stock | SSaleDisposed | −135,741 | $90.01F2 | −$12,218,047.41 | 1,841,002 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2021 | Common Stock | MOption exerciseDisposed | −107,624 | $0.00 | $0 | 292,376 | Direct | |
| Sep 24, 2021 | Common Stock | MOption exerciseDisposed | −135,741 | $0.00 | $0 | 156,635 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $90.00 to $90.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.