Shaughnessy Maura's Form 4 filing
AES CorpAES · filed Sep 16, 2021
- Accession no.
- 0001127602-21-025397
- Filed
- Sep 16, 2021
- Trade date
- Sep 14, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $713.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Shaughnessy MauraCIK 0001873056 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 14, 2021 | Common Stock | PPurchaseAcquired | +5,000 | $23.81 | +$119,050 | 48,153 | Direct | |
| Sep 14, 2021 | Common Stock | PPurchaseAcquired | +12,500 | $23.79 | +$297,375 | 12,500 | Indirect | |
| Sep 14, 2021 | Common Stock | PPurchaseAcquired | +12,500 | $23.79F2 | +$297,375 | 12,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.77 to $23.80, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.