Bluedorn Todd M's Form 4 filing
Lennox International Inc (LII) · filed Sep 9, 2021
- Accession no.
- 0001127602-21-025067
- Filed
- Sep 9, 2021
- Trade date
- Sep 7-8, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 16 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.98M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bluedorn Todd MCIK 0001395277 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Common Stock, Par Value $0.01 Per Share | MOption exerciseAcquired | +5,926 | $0.00 | $0 | 60,252 | Direct | |
| Sep 7, 2021 | Common Stock, Par Value $0.01 Per Share | MOption exerciseAcquired | +3,132 | $0.00 | $0 | 63,384 | Direct | |
| Sep 7, 2021 | Common Stock, Par Value $0.01 Per Share | MOption exerciseAcquired | +930 | $0.00 | $0 | 64,314 | Direct | |
| Sep 7, 2021 | Common Stock, Par Value $0.01 Per Share | FTax withholdingDisposed | −366 | $330.82 | −$121,080.12 | 63,948 | Direct | |
| Sep 7, 2021 | Common Stock, Par Value $0.01 Per Share | FTax withholdingDisposed | −1,232 | $330.82 | −$407,570.24 | 62,716 | Direct | |
| Sep 7, 2021 | Common Stock, Par Value $0.01 Per Share | FTax withholdingDisposed | −2,332 | $330.82 | −$771,472.24 | 60,384 | Direct | |
| Sep 8, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −545 | $326.50F2 | −$177,942.5 | 59,839 | Direct | |
| Sep 8, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −900 | $327.70F3 | −$294,930 | 58,939 | Direct | |
| Sep 8, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −455 | $328.52F4 | −$149,476.6 | 58,484 | Direct | |
| Sep 8, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −166 | $326.37F5 | −$54,177.42 | 58,318 | Direct | |
| Sep 8, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −209 | $327.61F6 | −$68,470.49 | 58,109 | Direct | |
| Sep 8, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −189 | $328.46F7 | −$62,078.94 | 57,920 | Direct | |
| Sep 8, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −211 | $325.50F8 | −$68,680.5 | 57,709 | Direct | |
| Sep 8, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −697 | $326.43F9 | −$227,521.71 | 57,012 | Direct | |
| Sep 8, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −1,500 | $327.67F10 | −$491,505 | 55,512 | Direct | |
| Sep 8, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −1,186 | $328.50F11 | −$389,601 | 54,326 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 7, 2021 | Common Stock, Par Value $0.01 Per Share | MOption exerciseDisposed | −15,650 | $0.00 | $0 | 15,649 | Direct | |
| Sep 7, 2021 | Common Stock, Par Value $0.01 Per Share | MOption exerciseDisposed | −8,921 | $0.00 | $0 | 17,842 | Direct | |
| Sep 7, 2021 | Common Stock, Par Value $0.01 Per Share | MOption exerciseDisposed | −4,175 | $0.00 | $0 | 20,873 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects a weighted average sale price of $326.498 at prices ranging from $326.13 to $327 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects a weighted average sale price of $327.698 at prices ranging from $327.17 to $328.02 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects a weighted average sale price of $328.522 at pricing ranging from $328.39 to $328.72 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects a weighted average sale price of $326.373 at prices ranging from 326.13 to $326.68 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects a weighted average sale price of $327.609 at prices ranging from $327.17 to $328.10 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Reflects a weighted average sale price of $328.457 at prices ranging from $328.18 to $328.71 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Reflects a weighted average sale price of $325.503 at prices ranging from $325.13 to $326.10 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Reflects a weighted average sale price of $326.431 at prices ranging from $326.13 to $326.82 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F10
Reflects a weighted average sale price of $327.668 at prices ranging from $327.16 to $328.14 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F11
Reflects a weighted average sale price of $328.496 at prices ranging from $328.18 to $328.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.