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Riggs Kristen J's Form 4 filing

Hershey Co (HSY) · filed Sep 9, 2021

Accession no.
0001127602-21-025057
Filed
Sep 9, 2021
Trade date
Sep 7, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 11 non-derivative transactions and 3 derivative transactions. Open-market sales total $308.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Riggs Kristen JCIK 0001799078Officer (SVP, Chief Growth Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 7, 2021Common StockSSaleDisposed−489$175.25F2−$85,697.257,977Direct
Sep 7, 2021Common StockSSaleDisposed−90$176.16−$15,854.47,887Direct
Sep 7, 2021Common StockMOption exerciseAcquired+161$90.39+$14,552.798,048Direct
Sep 7, 2021Common StockSSaleDisposed−121$175.16F3−$21,194.367,927Direct
Sep 7, 2021Common StockSSaleDisposed−40$176.19−$7,047.67,887Direct
Sep 7, 2021Common StockMOption exerciseAcquired+591$107.95+$63,798.458,478Direct
Sep 7, 2021Common StockSSaleDisposed−491$175.33F4−$86,087.037,987Direct
Sep 7, 2021Common StockSSaleDisposed−100$176.16−$17,6167,887Direct
Sep 7, 2021Common StockMOption exerciseAcquired+429$99.90+$42,857.18,316Direct
Sep 7, 2021Common StockSSaleDisposed−359$175.26F5−$62,918.347,957Direct
Sep 7, 2021Common StockSSaleDisposed−70$176.16−$12,331.27,887Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 7, 2021Common StockMOption exerciseDisposed−161$0.00$0444Direct
Sep 7, 2021Common StockMOption exerciseDisposed−591$0.00$01,344Direct
Sep 7, 2021Common StockMOption exerciseDisposed−429$0.00$01,394Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $175.090 to $175.850. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $175.100 to $175.190. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $175.150 to $175.900. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

This reflects the weighted average price for the shares, which were sold in multiple transactions at prices that ranged from $175.070 to $175.710. Upon the request of the SEC staff, the issuer or a security holder of the issuer, the reporting person undertakes to provide information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)