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Kemper J Mariner's Form 4 filing

Umb Financial Corp (UMBF) · filed Sep 3, 2021

Accession no.
0001127602-21-024909
Filed
Sep 3, 2021
Trade date
Sep 2, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 7 non-derivative transactions. Open-market sales total $200.2K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kemper J MarinerCIK 0001229109Director, Officer (Chairman and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 2, 2021Common StockSSaleDisposed−500$90.97−$45,4852,016,736Indirect
Sep 2, 2021Common StockSSaleDisposed−500$90.81−$45,4052,016,236Indirect
Sep 2, 2021Common StockSSaleDisposed−300$91.06−$27,3182,015,936Indirect
Sep 2, 2021Common StockSSaleDisposed−200$91.05−$18,2102,015,736Indirect
Sep 2, 2021Common StockSSaleDisposed−500$91.16−$45,5802,015,236Indirect
Sep 2, 2021Common StockSSaleDisposed−85$91.21−$7,752.852,015,151Indirect
Sep 2, 2021Common StockSSaleDisposed−115$91.04−$10,469.62,015,036Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)