King David Randolph's Form 4 filing
Williams Sonoma Inc (WSM) · filed Sep 1, 2021
- Accession no.
- 0001127602-21-024712
- Filed
- Sep 1, 2021
- Trade date
- Aug 30-31, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market sales total $3.73M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| King David RandolphCIK 0001539835 | Officer (EVP GENERAL COUNSEL) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2021 | Common Stock | SSaleDisposed | −5,400 | $186.29F1 | −$1,005,966 | 30,437 | Direct | |
| Aug 30, 2021 | Common Stock | SSaleDisposed | −2,050 | $187.24F2 | −$383,842 | 28,387 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −12,383 | $186.17F3 | −$2,305,343.11 | 16,004 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −167 | $186.63 | −$31,167.21 | 15,837 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $186.00 to $187.00. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $187.01 to $187.49. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $185.62 to $186.49. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.