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Lerman Bradley E's Form 4 filing

Medtronic plc (MDT) · filed Sep 1, 2021

Accession no.
0001127602-21-024699
Filed
Sep 1, 2021
Trade date
Aug 31, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $6.81M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lerman Bradley ECIK 0001559405Officer (SVP General Counsel & Corp Sec)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 31, 2021Ordinary SharesMOption exerciseAcquired+50,775$74.84+$3,800,00199,538Direct
Aug 31, 2021Ordinary SharesSSaleDisposed−50,775$134.17−$6,812,481.7548,763Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 31, 2021Ordinary SharesMOption exerciseDisposed−50,775$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)