Massaro George's Form 4 filing
Charles River Laboratories International, Inc. (CRL) · filed Sep 1, 2021
- Accession no.
- 0001127602-21-024662
- Filed
- Sep 1, 2021
- Trade date
- Aug 9-31, 2021
- Filing delay
- 23 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.12M. It was filed 23 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Massaro GeorgeCIK 0001221496 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Stock | GGiftDisposed | −500 | $0.00 | $0 | 4,855 | Direct | |
| Aug 31, 2021 | Common Stock | MOption exerciseAcquired | +2,539 | $164.24 | +$417,005.36 | 7,394 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −1,556 | $442.16F1 | −$688,000.96 | 5,838 | Direct | |
| Aug 31, 2021 | Common Stock | SSaleDisposed | −983 | $442.99F2 | −$435,459.17 | 4,855 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Common Stock | MOption exerciseDisposed | −2,539 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $441.67 to $442.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $442.725 to $443.265. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.