Bessette Andy F's Form 4 filing
Travelers Companies, Inc. (TRV) · filed Aug 31, 2021
- Accession no.
- 0001127602-21-024583
- Filed
- Aug 31, 2021
- Trade date
- Jan 7, 2004-Aug 27, 2021
- Filing delay
- 6,446 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 4 derivative transactions. Open-market sales total $3.38M. It was filed 6446 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bessette Andy FCIK 0001198918 | Officer (EVP and Chief Admin Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Common Stock | MOption exerciseAcquired | +835 | $106.03 | +$88,535.05 | 12,744.64 | Direct | |
| Aug 27, 2021 | Common Stock | SSaleDisposed | −835 | $162.19F1 | −$135,428.65 | 11,909.64 | Direct | |
| Aug 27, 2021 | Common Stock | MOption exerciseAcquired | +20,000 | $118.78 | +$2,375,600 | 31,909.64 | Direct | |
| Aug 27, 2021 | Common Stock | SSaleDisposed | −20,000 | $162.05F2 | −$3,241,000 | 11,909.64 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 27, 2021 | Common Stock | MOption exerciseDisposed | −835 | $0.00 | $0 | 0 | Direct | |
| Aug 27, 2021 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 6,005 | Direct | |
| Jan 7, 2004 | Common Stock | AGrant or awardAcquired | +144.96 | $39.40 | +$5,711.42 | 144.96 | Direct | |
| Jan 7, 2005 | Common Stock | AGrant or awardAcquired | +297.67 | $36.98 | +$11,007.84 | 448.14 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for price increments ranging from $162.18 to $162.21. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for price increments ranging from $162.01 to $162.17. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.