Heyman William H's Form 4 filing
Travelers Companies, Inc. (TRV) · filed Aug 27, 2021
- Accession no.
- 0001127602-21-024428
- Filed
- Aug 27, 2021
- Trade date
- Jul 9, 2003-Aug 25, 2021
- Filing delay
- 6,624 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 5 derivative transactions. Open-market sales total $813.8K. It was filed 6624 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heyman William HCIK 0001198930 | Officer (Vice Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2021 | Common Stock | MOption exerciseAcquired | +5,000 | $106.03 | +$530,150 | 250,260.9 | Direct | |
| Aug 25, 2021 | Common Stock | SSaleDisposed | −3,000 | $162.50F1 | −$487,500 | 247,260.9 | Direct | |
| Aug 25, 2021 | Common Stock | SSaleDisposed | −2,000 | $163.13F2 | −$326,260 | 245,260.9 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 25, 2021 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 0 | Direct | |
| Jul 9, 2003 | Common Stock | AGrant or awardAcquired | +82.03 | $36.57 | +$2,999.84 | 82.03 | Direct | |
| Jan 7, 2004 | Common Stock | AGrant or awardAcquired | +380.71 | $39.40 | +$14,999.97 | 463.54 | Direct | |
| Jul 7, 2004 | Common Stock | AGrant or awardAcquired | +98.34 | $39.19 | +$3,853.94 | 569.71 | Direct | |
| Jan 7, 2005 | Common Stock | AGrant or awardAcquired | +502.35 | $36.98 | +$18,576.9 | 1,083.89 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average sales price for increments ranging from $162.25 to $162.75. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average sales price for increments ranging from $163.00 to $163.25. The Reporting Person undertakes to provide upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.