Sandercock Brett's Form 4 filing
Resmed Inc (RMD) · filed Aug 23, 2021
- Accession no.
- 0001127602-21-024177
- Filed
- Aug 23, 2021
- Trade date
- Aug 20, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.02M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sandercock BrettCIK 0001346064 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2021 | ResMed Common Stock | MOption exerciseAcquired | +5,193 | $57.76 | +$299,947.68 | 94,979 | Direct | |
| Aug 20, 2021 | ResMed Common Stock | MOption exerciseAcquired | +5,543 | $57.76 | +$320,163.68 | 100,522 | Direct | |
| Aug 20, 2021 | ResMed Common Stock | SSaleDisposed | −10,736 | $281.73 | −$3,024,653.28 | 89,786 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2021 | ResMed Common Stock | MOption exerciseDisposed | −5,193 | $0.00 | $0 | 35,543 | Direct | |
| Aug 20, 2021 | ResMed Common Stock | MOption exerciseDisposed | −5,543 | $0.00 | $0 | 30,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.