Dziewisz John J's Form 4 filing
Babcock & Wilcox Enterprises, Inc. (BW) · filed Aug 17, 2021
- Accession no.
- 0001127602-21-023906
- Filed
- Aug 17, 2021
- Trade date
- Aug 13-17, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $179.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dziewisz John JCIK 0001801550 | Officer (SVP & Corp. Secy.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Common Stock | MOption exerciseAcquired | +13,333 | $7.78 | +$103,730.74 | 136,638 | Direct | |
| Aug 13, 2021 | Common Stock | FTax withholdingDisposed | −6,046 | $7.78 | −$47,037.88 | 130,592 | Direct | |
| Aug 17, 2021 | Common Stock | SSaleDisposed | −25,000 | $7.18F2 | −$179,500 | 105,592 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Common Stock | MOption exerciseDisposed | −13,333 | $0.00 | $0 | 13,334 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the share price weighted average.
Referenced by the price of 1 transaction in Table I.