Silverman David M's Form 4 filing
Amphenol Corp (APH) · filed Aug 17, 2021
- Accession no.
- 0001127602-21-023811
- Filed
- Aug 17, 2021
- Trade date
- Aug 13-16, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $8.37M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Silverman David MCIK 0001609767 | Officer (Senior VP, Human Resources) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Class A Common Stock | MOption exerciseAcquired | +32,922 | $23.85 | +$785,189.7 | 32,922 | Direct | |
| Aug 13, 2021 | Class A Common Stock | SSaleDisposed | −32,922 | $74.00F1,F2 | −$2,436,228 | 0 | Direct | |
| Aug 16, 2021 | Class A Common Stock | MOption exerciseAcquired | +87,078 | $23.85 | +$2,076,810.3 | 87,078 | Direct | |
| Aug 16, 2021 | Class A Common Stock | SSaleDisposed | −80,078 | $74.05F2,F3 | −$5,929,775.9 | 7,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Class A Common Stock | MOption exerciseDisposed | −32,922 | $0.00 | $0 | 87,078 | Direct | |
| Aug 16, 2021 | Class A Common Stock | MOption exerciseDisposed | −87,078 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades ranging from $74.00 to $74.0550.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F3
This transaction was executed in multiple trades ranging from $74.00 to $74.10.
Referenced by the price of 1 transaction in Table I.