Gates Katherine T's Form 4 filing
SunCoke Energy, Inc. (SXC) · filed Aug 16, 2021
- Accession no.
- 0001127602-21-023807
- Filed
- Aug 16, 2021
- Trade date
- Aug 13, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $147.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gates Katherine TCIK 0001656488 | Officer (SVP, Chief Legal Officer & Chi) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Common Stock | MOption exerciseAcquired | +9,942 | $3.80 | +$37,779.6 | 84,309 | Direct | |
| Aug 13, 2021 | Common Stock | SSaleDisposed | −9,942 | $7.40 | −$73,570.8 | 74,367 | Direct | |
| Aug 13, 2021 | Common Stock | MOption exerciseAcquired | +9,941 | $3.80 | +$37,775.8 | 84,308 | Direct | |
| Aug 13, 2021 | Common Stock | SSaleDisposed | −9,941 | $7.39 | −$73,463.99 | 74,367 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 13, 2021 | Common Stock | MOption exerciseDisposed | −9,942 | $0.00 | $0 | 0 | Direct | |
| Aug 13, 2021 | Common Stock | MOption exerciseDisposed | −9,941 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.