Pinchuk Nicholas T's Form 4 filing
Snap-on Inc (SNA) · filed Aug 12, 2021
- Accession no.
- 0001127602-21-023600
- Filed
- Aug 12, 2021
- Trade date
- Aug 11, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.57M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pinchuk Nicholas TCIK 0001246136 | Director, Officer (Chairman, President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Common Stock | MOption exerciseAcquired | +41,500 | $60.00 | +$2,490,000 | 612,805.76 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −1,300 | $224.96F3 | −$292,448 | 611,505.76 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −6,500 | $225.96F4 | −$1,468,740 | 605,005.76 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −2,800 | $227.13F5 | −$635,964 | 602,205.76 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −11,950 | $228.04F6 | −$2,725,078 | 590,255.76 | Direct | |
| Aug 11, 2021 | Common Stock | SSaleDisposed | −1,942 | $228.98F7 | −$444,679.16 | 588,313.76 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 11, 2021 | Common Stock | MOption exerciseDisposed | −41,500 | –F10 | – | 41,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $224.36 to $225.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $225.40 to $226.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $226.51 to $227.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $227.51 to $228.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $228.52 to $229.3342. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Referenced by the price of 1 transaction in Table I.
- F10
Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.
Referenced by the price of 1 transaction in Table II.