Lewis Clinton A. Jr.'s Form 4 filing
International Paper Co (IP) · filed Aug 11, 2021
- Accession no.
- 0001127602-21-023522
- Filed
- Aug 11, 2021
- Trade date
- Aug 9, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market sales total $6.54K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lewis Clinton A. Jr.CIK 0001567831 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Stock | SSaleDisposed | −111 | $58.88 | −$6,535.68 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Stock | JOtherAcquired | +100 | $32.00 | +$32 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The reporting person realized short-swing profits under Section 16(b) of the Exchange Act as a result of the transactions reported herein being matched against the transactions reported in the reporting person's Form 4 filed on August 2, 2021. The reporting person has disgorged $200 to the Issuer, representing the full amount of the profit realized realized by the reporting person in connection with the short-swing transactions.