Culver John's Form 4 filing
Starbucks Corp (SBUX) · filed Aug 10, 2021
- Accession no.
- 0001127602-21-023490
- Filed
- Aug 10, 2021
- Trade date
- Aug 6, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $17.7M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Culver JohnCIK 0001456877 | Officer (group pres, N America & coo) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Common Stock | MOption exerciseAcquired | +95,847 | $60.68 | +$5,815,995.96 | 437,212.94 | Direct | |
| Aug 6, 2021 | Common Stock | MOption exerciseAcquired | +52,772 | $56.10 | +$2,960,509.2 | 489,984.94 | Direct | |
| Aug 6, 2021 | Common Stock | SSaleDisposed | −148,619 | $119.00F1 | −$17,685,661 | 341,365.94 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Common Stock | MOption exerciseDisposed | −95,847 | $0.00 | $0 | 0 | Direct | |
| Aug 6, 2021 | Common Stock | MOption exerciseDisposed | −52,772 | $0.00 | $0 | 158,017 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $119 to $119.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.