Holmes Joseph R.'s Form 4 filing
Thermo Fisher Scientific Inc. (TMO) · filed Aug 10, 2021
- Accession no.
- 0001127602-21-023457
- Filed
- Aug 10, 2021
- Trade date
- Aug 9, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $412.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Holmes Joseph R.CIK 0001839832 | Officer (VP & Chief Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Stock | MOption exerciseAcquired | +284 | $177.35 | +$50,367.4 | 1,181 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −284 | $542.73 | −$154,135.32 | 897 | Direct | |
| Aug 9, 2021 | Common Stock | MOption exerciseAcquired | +475 | $210.68 | +$100,073 | 1,372 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −475 | $542.77 | −$257,815.75 | 897 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Stock | MOption exerciseDisposed | −284 | $0.00 | $0 | 0 | Direct | |
| Aug 9, 2021 | Common Stock | MOption exerciseDisposed | −475 | $0.00 | $0 | 475 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.