Ashish Khandpur K's Form 4 filing
3M Co (MMM) · filed Aug 10, 2021
- Accession no.
- 0001127602-21-023419
- Filed
- Aug 10, 2021
- Trade date
- Aug 9, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.28M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ashish Khandpur KCIK 0001614139 | Officer (Group President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Stock | MOption exerciseAcquired | +6,505 | $101.49 | +$660,192.45 | 26,854.74 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −6,304 | $196.86 | −$1,241,005.44 | 20,550.74 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −101 | $196.89 | −$19,885.89 | 20,449.74 | Direct | |
| Aug 9, 2021 | Common Stock | SSaleDisposed | −100 | $196.91 | −$19,691 | 20,349.74 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 9, 2021 | Common Stock | MOption exerciseDisposed | −6,505 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.