Franklin Chris's Form 4/A amendment
AmendedEssential Utilities, Inc. (WTRG) · filed Aug 9, 2021
- Accession no.
- 0001127602-21-023363
- Filed
- Aug 9, 2021
- Trade date
- Aug 5, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 6, 2021
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.21M. It was filed 4 days after the trade.
This amendment replaces 0001127602-21-023284 (filed Aug 6, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Franklin ChrisCIK 0001390811 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2021 | Common Stock | MOption exerciseAcquired | +27,053 | $30.47 | +$824,304.91 | 202,755 | Direct | |
| Aug 5, 2021 | Common Stock | MOption exerciseAcquired | +17,130 | $34.51 | +$591,156.3 | 219,885 | Direct | |
| Aug 5, 2021 | Common Stock | SSaleDisposed | −44,183 | $50.00 | −$2,209,150 | 175,702 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 5, 2021 | Common Stock | MOption exerciseDisposed | −27,053 | $0.00 | $0 | 0 | Direct | |
| Aug 5, 2021 | Common Stock | MOption exerciseDisposed | −17,130 | $0.00 | $0 | 17,815 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.