Kranich Robin B's Form 4 filing
Gartner Inc (IT) · filed Aug 6, 2021
- Accession no.
- 0001127602-21-023285
- Filed
- Aug 6, 2021
- Trade date
- Aug 4-5, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.68M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kranich Robin BCIK 0001308381 | Officer (EVP & CHRO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2021 | Common Stock | SSaleDisposed | −1,664 | $295.14F1 | −$491,112.96 | 6,759 | Direct | |
| Aug 4, 2021 | Common Stock | MOption exerciseAcquired | +14,219 | $114.26 | +$1,624,662.94 | 20,978 | Direct | |
| Aug 4, 2021 | Common Stock | DReturned to the companyDisposed | −5,605 | $289.88 | −$1,624,777.4 | 15,373 | Direct | |
| Aug 4, 2021 | Common Stock | FTax withholdingDisposed | −4,584 | $289.88 | −$1,328,809.92 | 10,789 | Direct | |
| Aug 5, 2021 | Common Stock | SSaleDisposed | −4,030 | $294.11F6 | −$1,185,263.3 | 6,759 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2021 | Common Stock | MOption exerciseDisposed | −14,219 | $0.00 | $0 | 4,739 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $295.13 to $295.31. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $294.00 to $294.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.