Lerman Bradley E's Form 4 filing
Medtronic plc (MDT) · filed Aug 4, 2021
- Accession no.
- 0001127602-21-023101
- Filed
- Aug 4, 2021
- Trade date
- Aug 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $526.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lerman Bradley ECIK 0001559405 | Officer (SVP General Counsel & Corp Sec) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Ordinary Shares | SSaleDisposed | −4,000 | $131.52 | −$526,080 | 48,194 | Direct | |
| Aug 2, 2021 | Ordinary Shares | FTax withholdingDisposed | −5,450 | $131.31 | −$715,639.5 | 42,744 | Direct | |
| Aug 2, 2021 | Ordinary Shares | AGrant or awardAcquired | +6,019 | $0.00 | $0 | 48,763 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Ordinary Shares | AGrant or awardAcquired | +51,423 | $0.00 | $0 | 51,423 | Direct | |
| Aug 2, 2021 | Ordinary Shares | AGrant or awardAcquired | +1,085 | $0.00 | $0 | 1,085 | Direct | |
| Aug 2, 2021 | Performance Share Units | AGrant or awardAcquired | +15,047 | $0.00 | $0 | 15,047 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.