Bluedorn Todd M's Form 4 filing
Lennox International Inc (LII) · filed Aug 4, 2021
- Accession no.
- 0001127602-21-023081
- Filed
- Aug 4, 2021
- Trade date
- Aug 2-3, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.21M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bluedorn Todd MCIK 0001395277 | Director, Officer (Chairman and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock, Par Value $0.01 Per Share | MOption exerciseAcquired | +10,974 | $0.00 | $0 | 75,300 | Direct | |
| Aug 2, 2021 | Common Stock, Par Value $0.01 Per Share | FTax withholdingDisposed | −4,318 | $331.85 | −$1,432,928.3 | 70,982 | Direct | |
| Aug 3, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −660 | $329.14F2 | −$217,232.4 | 70,322 | Direct | |
| Aug 3, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −500 | $329.87F3 | −$164,935 | 69,822 | Direct | |
| Aug 3, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −4,057 | $331.54F4 | −$1,345,057.78 | 65,765 | Direct | |
| Aug 3, 2021 | Common Stock, Par Value $0.01 Per Share | SSaleDisposed | −1,439 | $332.22F5 | −$478,064.58 | 64,326 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock, Par Value $0.01 Per Share | MOption exerciseDisposed | −20,824 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects a weighted average sale price of $329.141 at prices ranging from $328.39 to $329.28 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects a weighted average sale price of $329.869 at prices ranging from $329.64 to $330.48 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects a weighted average sale price of $331.54 at pricing ranging from $330.89 to $331.87 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects a weighted average sale price of $332.219 at prices ranging from 331.93 to $332.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.