Culver John's Form 4 filing
Starbucks Corp (SBUX) · filed Aug 4, 2021
- Accession no.
- 0001127602-21-023074
- Filed
- Aug 4, 2021
- Trade date
- Aug 2, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $440.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Culver JohnCIK 0001456877 | Officer (group pres, N America & coo) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +3,300 | $60.68 | +$200,244 | 344,665.94 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +300 | $56.10 | +$16,830 | 344,965.94 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −3,600 | $122.33F2 | −$440,388 | 341,365.94 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −3,300 | $0.00 | $0 | 95,847 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −300 | $0.00 | $0 | 210,789 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $122.030 to $122.715. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.