Hammes Eric D.'s Form 4 filing
3M Co (MMM) · filed Aug 4, 2021
- Accession no.
- 0001127602-21-023023
- Filed
- Aug 4, 2021
- Trade date
- Aug 3, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $356.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hammes Eric D.CIK 0001610493 | Officer (Group President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2021 | Common Stock | SSaleDisposed | −0.57 | $202.04 | −$115.16 | 6,756.24 | Direct | |
| Aug 3, 2021 | Common Stock | SSaleDisposed | −625 | $202.08 | −$126,300 | 6,131.24 | Direct | |
| Aug 3, 2021 | Common Stock | MOption exerciseAcquired | +1,139 | $87.89 | +$100,106.71 | 7,270.24 | Direct | |
| Aug 3, 2021 | Common Stock | SSaleDisposed | −199 | $201.68 | −$40,134.32 | 7,071.24 | Direct | |
| Aug 3, 2021 | Common Stock | SSaleDisposed | −34 | $201.69 | −$6,857.46 | 7,037.24 | Direct | |
| Aug 3, 2021 | Common Stock | SSaleDisposed | −906 | $201.70 | −$182,740.2 | 6,131.24 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 3, 2021 | Common Stock | MOption exerciseDisposed | −1,139 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.