Skeans Tracy L's Form 4 filing
Yum Brands Inc (YUM) · filed Aug 2, 2021
- Accession no.
- 0001127602-21-022816
- Filed
- Aug 2, 2021
- Trade date
- Jul 30, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.44M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Skeans Tracy LCIK 0001660119 | Officer (COO and CPO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Common Stock | MOption exerciseAcquired | +10,134 | $49.66 | +$503,254.44 | 20,729 | Direct | |
| Jul 30, 2021 | Common Stock | DReturned to the companyDisposed | −3,862 | $130.31 | −$503,257.22 | 16,867 | Direct | |
| Jul 30, 2021 | Common Stock | SSaleDisposed | −6,272 | $129.19 | −$810,279.68 | 10,595 | Direct | |
| Jul 30, 2021 | Common Stock | MOption exerciseAcquired | +5,065 | $49.66 | +$251,527.9 | 15,660 | Direct | |
| Jul 30, 2021 | Common Stock | DReturned to the companyDisposed | −1,931 | $130.31 | −$251,628.61 | 13,729 | Direct | |
| Jul 30, 2021 | Common Stock | SSaleDisposed | −3,134 | $129.19 | −$404,881.46 | 10,595 | Direct | |
| Jul 30, 2021 | Common Stock | MOption exerciseAcquired | +15,218 | $49.66 | +$755,725.88 | 25,813 | Direct | |
| Jul 30, 2021 | Common Stock | DReturned to the companyDisposed | −5,800 | $130.31 | −$755,798 | 20,013 | Direct | |
| Jul 30, 2021 | Common Stock | SSaleDisposed | −9,418 | $130.22 | −$1,226,411.96 | 10,595 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Common Stock | MOption exerciseDisposed | −10,134 | $0.00 | $0 | 28,770 | Direct | |
| Jul 30, 2021 | Common Stock | MOption exerciseDisposed | −5,065 | $0.00 | $0 | 23,705 | Direct | |
| Jul 30, 2021 | Common Stock | MOption exerciseDisposed | −15,218 | $0.00 | $0 | 8,487 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.