Johnson Kevin R's Form 4 filing
Starbucks Corp (SBUX) · filed Jul 30, 2021
- Accession no.
- 0001127602-21-022672
- Filed
- Jul 30, 2021
- Trade date
- Jul 29, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $44.1M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Johnson Kevin RCIK 0001193107 | Director, Officer (president and ceo) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2021 | Common Stock | MOption exerciseAcquired | +120,000 | $60.68 | +$7,281,600 | 466,531.78 | Direct | |
| Jul 29, 2021 | Common Stock | MOption exerciseAcquired | +120,000 | $60.68 | +$7,281,600 | 586,531.78 | Direct | |
| Jul 29, 2021 | Common Stock | MOption exerciseAcquired | +119,177 | $60.68 | +$7,231,660.36 | 705,708.78 | Direct | |
| Jul 29, 2021 | Common Stock | SSaleDisposed | −313,843 | $122.74F3 | −$38,521,089.82 | 391,865.78 | Direct | |
| Jul 29, 2021 | Common Stock | SSaleDisposed | −45,334 | $123.28F4 | −$5,588,775.52 | 346,531.78 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 29, 2021 | Common Stock | MOption exerciseDisposed | −120,000 | $0.00 | $0 | 239,177 | Direct | |
| Jul 29, 2021 | Common Stock | MOption exerciseDisposed | −120,000 | $0.00 | $0 | 119,177 | Direct | |
| Jul 29, 2021 | Common Stock | MOption exerciseDisposed | −119,177 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $122.15 to $123.145. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $123.150 to $123.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.