France Robert P.'s Form 4 filing
Corning Inc (GLW) · filed Jul 28, 2021
- Accession no.
- 0001127602-21-022548
- Filed
- Jul 28, 2021
- Trade date
- Jul 26, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $319.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| France Robert P.CIK 0001778437 | Officer (Senior VP, Human Resources) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Common Stock | MOption exerciseAcquired | +1,104 | $19.65 | +$21,693.6 | 31,104 | Direct | |
| Jul 26, 2021 | Common Stock | MOption exerciseAcquired | +6,660 | $27.03 | +$180,019.8 | 37,764 | Direct | |
| Jul 26, 2021 | Common Stock | SSaleDisposed | −1,104 | $41.15F1 | −$45,429.6 | 36,660 | Direct | |
| Jul 26, 2021 | Common Stock | SSaleDisposed | −6,660 | $41.16F2 | −$274,125.6 | 30,000 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 26, 2021 | Common Stock | MOption exerciseDisposed | −1,104 | $0.00 | $0 | 3,859 | Direct | |
| Jul 26, 2021 | Common Stock | MOption exerciseDisposed | −6,660 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.04 to $41.295, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.03 to $41.375, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
Referenced by the price of 1 transaction in Table I.
Remarks
Transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.