Thamm Michael Olaf's Form 4 filing
Carnival PLC (CUK) · filed Jul 16, 2021
- Accession no.
- 0001127602-21-022076
- Filed
- Jul 16, 2021
- Trade date
- Jul 14, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $329.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Thamm Michael OlafCIK 0001553147 | Officer (Group CEO - Costa Crociere) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2021 | Ordinary Shares | SSaleDisposed | −16,175 | $20.36F1 | −$329,323 | 281,371.21 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $20.2853 to $20.5013. The price reported reflects the average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The transaction was conducted in British Pounds. The average sale price of GBP14.7029 was converted into US$ at the July 14, 2021 conversion rate of GBP1 = USD1.38504.
Referenced by the price of 1 transaction in Table I.