Hammond F G's Form 4 filing
Aspen Technology, Inc. (AZPN) · filed Jul 14, 2021
- Accession no.
- 0001127602-21-021925
- Filed
- Jul 14, 2021
- Trade date
- Jul 12, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.97M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hammond F GCIK 0001332920 | Officer (Senior VP & General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2021 | Common Stock | MOption exerciseAcquired | +597 | $44.38 | +$26,494.86 | 26,201 | Direct | |
| Jul 12, 2021 | Common Stock | MOption exerciseAcquired | +3,440 | $45.46 | +$156,382.4 | 29,641 | Direct | |
| Jul 12, 2021 | Common Stock | MOption exerciseAcquired | +9,599 | $63.25 | +$607,136.75 | 39,240 | Direct | |
| Jul 12, 2021 | Common Stock | SSaleDisposed | −11,571 | $143.53 | −$1,660,785.63 | 27,669 | Direct | |
| Jul 12, 2021 | Common Stock | SSaleDisposed | −1,315 | $144.32 | −$189,780.8 | 26,354 | Direct | |
| Jul 12, 2021 | Common Stock | SSaleDisposed | −750 | $145.60 | −$109,200 | 25,604 | Direct | |
| Jul 12, 2021 | Common Stock | SSaleDisposed | −100 | $145.81 | −$14,581 | 25,504 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2021 | Common Stock | MOption exerciseDisposed | −597 | $0.00 | $0 | 0 | Direct | |
| Jul 12, 2021 | Common Stock | MOption exerciseDisposed | −3,440 | $0.00 | $0 | 0 | Direct | |
| Jul 12, 2021 | Common Stock | MOption exerciseDisposed | −9,599 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.