Wardell Lisa W's Form 4 filing
Covista Inc. (CVSA) · filed Jul 7, 2021
- Accession no.
- 0001127602-21-021695
- Filed
- Jul 7, 2021
- Trade date
- Jul 2-6, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 6 derivative transactions. Open-market sales total $13.9M. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wardell Lisa WCIK 0001450092 | Director, Officer (Chairman, President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 2, 2021 | Common Stock | MOption exerciseAcquired | +3,800 | $17.54 | +$66,652 | 310,844 | Direct | |
| Jul 2, 2021 | Common Stock | SSaleDisposed | −3,800 | $39.43 | −$149,834 | 307,044 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseAcquired | +110,932 | $17.54 | +$1,945,747.28 | 417,976 | Direct | |
| Jul 2, 2021 | Common Stock | SSaleDisposed | −110,932 | $38.90 | −$4,315,254.8 | 307,044 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseAcquired | +116,459 | $23.78 | +$2,769,395.02 | 423,503 | Direct | |
| Jul 2, 2021 | Common Stock | SSaleDisposed | −116,459 | $38.94 | −$4,534,913.46 | 307,044 | Direct | |
| Jul 6, 2021 | Common Stock | MOption exerciseAcquired | +3,800 | $17.54 | +$66,652 | 310,844 | Direct | |
| Jul 6, 2021 | Common Stock | SSaleDisposed | −3,800 | $39.41 | −$149,758 | 307,044 | Direct | |
| Jul 6, 2021 | Common Stock | MOption exerciseAcquired | +61,057 | $17.54 | +$1,070,939.78 | 368,101 | Direct | |
| Jul 6, 2021 | Common Stock | SSaleDisposed | −61,057 | $38.38 | −$2,343,367.66 | 307,044 | Direct | |
| Jul 6, 2021 | Common Stock | MOption exerciseAcquired | +63,859 | $23.78 | +$1,518,567.02 | 370,903 | Direct | |
| Jul 6, 2021 | Common Stock | SSaleDisposed | −63,859 | $38.40 | −$2,452,185.6 | 307,044 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 2, 2021 | Common Stock | MOption exerciseDisposed | −3,800 | $0.00 | $0 | 5,808 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseDisposed | −110,932 | $0.00 | $0 | 61,057 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseDisposed | −116,459 | $0.00 | $0 | 63,859 | Direct | |
| Jul 6, 2021 | Common Stock | MOption exerciseDisposed | −3,800 | $0.00 | $0 | 2,008 | Direct | |
| Jul 6, 2021 | Common Stock | MOption exerciseDisposed | −61,057 | $0.00 | $0 | 0 | Direct | |
| Jul 6, 2021 | Common Stock | MOption exerciseDisposed | −63,859 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.