Larocque Peter's Form 4 filing
TD Synnex Corp (SNX) · filed Jul 6, 2021
- Accession no.
- 0001127602-21-021541
- Filed
- Jul 6, 2021
- Trade date
- Jul 2, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $370.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Larocque PeterCIK 0001271132 | Officer (President, N.A. Distribution) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 2, 2021 | Common Stock | MOption exerciseAcquired | +689 | $57.34 | +$39,507.26 | 47,437 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseAcquired | +610 | $65.83 | +$40,156.3 | 48,047 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseAcquired | +1,065 | $38.89 | +$41,417.85 | 49,112 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseAcquired | +698 | $56.50 | +$39,437 | 49,810 | Direct | |
| Jul 2, 2021 | Common Stock | SSaleDisposed | −3,062 | $120.95 | −$370,348.9 | 46,748 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 2, 2021 | Common Stock | MOption exerciseDisposed | −689 | $0.00 | $0 | 918 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseDisposed | −610 | $0.00 | $0 | 3,249 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseDisposed | −1,065 | $0.00 | $0 | 9,940 | Direct | |
| Jul 2, 2021 | Common Stock | MOption exerciseDisposed | −698 | $0.00 | $0 | 9,317 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.