Rankin Alison A's Form 4/A amendment

Amended

Hamilton Beach Brands Holding Co (HBB) · filed Jul 2, 2021

Accession no.: 0001127602-21-021179
Filed: Jul 2, 2021
Trade date: Jan 22, 2021
Filing delay: 161 days
Rule 10b5-1 plan: Not on the form (before 2023)
Original filed: Jan 26, 2021

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $15.4K. It was filed 161 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Rankin Alison ACIK 0001247944	Other: Member of a Group

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Jan 22, 2021	Class A Common Stock	PPurchaseAcquired	+668	$11.53^F1	+$7,702.04	10,048	Indirect
Jan 22, 2021	Class A Common Stock	PPurchaseAcquired	+668	$11.53^F1	+$7,702.04	10,048	Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade date	Security	Transaction	Underlying shares	Unit price	Value	Held after	Ownership	Flags
Jan 22, 2021	Class A Common Stock	PPurchaseAcquired	+668	$11.53^F1	+$7,702.04	10,048	Indirect
Jan 22, 2021	Class A Common Stock	PPurchaseAcquired	+668	$11.53^F1	+$7,702.04	10,048	Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a promissory note in the principal amount of $99,671.39 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family. As a result of a clerical error, these shares were not included on the Form 4 filing made for the Reporting Person on January 26, 2021.

Referenced by the price of 2 transactions in Table I and 2 transactions in Table II.

Reporting Person disclaims beneficial ownership of all such shares.

N/A

Read the full filing on SEC EDGAR (opens in a new tab)