Strable-Soethout Deanna D's Form 4 filing
Principal Financial Group Inc (PFG) · filed Sep 8, 2026
- Accession no.
- 0001126328-26-000182
- Filed
- Sep 8, 2026, 3:43 PM ET
- Trade date
- Sep 3, 2026
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Strable-Soethout Deanna DCIK 0001278726 | Officer (Chair, President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2026 | Common Stock | AGrant or awardAcquired | +18,380 | $63.98 | +$1,175,952.4 | 192,247 | Direct | |
| Sep 3, 2026 | Common Stock | AGrant or awardAcquired | +18,380 | $63.98 | +$1,175,952.4 | 210,627 | Direct | |
| Sep 3, 2026 | Common Stock | AGrant or awardAcquired | +18,380 | $63.98 | +$1,175,952.4 | 229,007 | Direct | |
| Sep 3, 2026 | Common Stock | DReturned to the companyDisposed | −55,140 | $120.60F1,F2 | −$6,649,839.89 | 173,867 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2026 | Common Stock | MOption exerciseDisposed | −18,380 | $63.98 | −$1,175,952.4 | 0 | Direct | |
| Sep 3, 2026 | Common Stock | MOption exerciseDisposed | −18,380 | $63.98 | −$1,175,952.4 | 0 | Direct | |
| Sep 3, 2026 | Common Stock | MOption exerciseDisposed | −18,380 | $63.98 | −$1,175,952.4 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.05 to $121.11, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F2
The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/28/2024.
Referenced by the price of 1 transaction in Table I.