Keeney Scott H's Form 4 filing
Nlight, Inc. (LASR) · filed Dec 16, 2024
- Accession no.
- 0001124796-24-000139
- Filed
- Dec 16, 2024
- Trade date
- Dec 12-13, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $299.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Keeney Scott HCIK 0001738235 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2024 | Common Stock | MOption exerciseAcquired | +15,000 | $0.75 | +$11,250 | 1,355,146 | Direct | |
| Dec 12, 2024 | Common Stock | SSaleDisposed | −15,000 | $11.19F3 | −$167,850 | 1,340,146 | Direct | |
| Dec 13, 2024 | Common Stock | MOption exerciseAcquired | +12,012 | $0.75 | +$9,009 | 1,352,158 | Direct | |
| Dec 13, 2024 | Common Stock | SSaleDisposed | −12,012 | $10.92F4 | −$131,171.04 | 1,340,146 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 12, 2024 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 39,025 | Direct | |
| Dec 13, 2024 | Common Stock | MOption exerciseDisposed | −12,012 | $0.00 | $0 | 27,013 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The reported transaction involves sale transactions from $11.09 to $11.30 per share. The weighted average price per share was $11.19. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The reported transaction involves sale transactions from $10.75 to $11.25 per share. The weighted average price per share was $10.92. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.