Keeney Scott H's Form 4 filing
Nlight, Inc. (LASR) · filed Oct 21, 2024
- Accession no.
- 0001124796-24-000122
- Filed
- Oct 21, 2024
- Trade date
- Oct 17-18, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $334.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Keeney Scott HCIK 0001738235 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2024 | Common Stock | MOption exerciseAcquired | +15,000 | $0.75 | +$11,250 | 1,362,781 | Direct | |
| Oct 17, 2024 | Common Stock | SSaleDisposed | −15,000 | $11.20F3 | −$168,000 | 1,347,781 | Direct | |
| Oct 18, 2024 | Common Stock | MOption exerciseAcquired | +15,000 | $0.75 | +$11,250 | 1,362,781 | Direct | |
| Oct 18, 2024 | Common Stock | SSaleDisposed | −15,000 | $11.08F4 | −$166,200 | 1,347,781 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 17, 2024 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 129,025 | Direct | |
| Oct 18, 2024 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 114,025 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The reported transaction involves sale transactions from $11.02 to $11.35 per share. The weighted average price per share was $11.20. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The reported transaction involves sale transactions from $10.96 to $11.31 per share. The weighted average price per share was $11.08. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.