Bareket Ran's Form 4 filing
Nlight, Inc. (LASR) · filed Jan 13, 2022
- Accession no.
- 0001124796-22-000014
- Filed
- Jan 13, 2022
- Trade date
- Jan 11, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $237.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Bareket RanCIK 0001468711 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2022 | Common Stock | XIn-the-money exerciseAcquired | +10,000 | $9.70 | +$97,000 | 166,824 | Direct | |
| Jan 11, 2022 | Common Stock | SSaleDisposed | −10,000 | $23.72F3 | −$237,200 | 156,824 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2022 | Common Stock | XIn-the-money exerciseDisposed | −10,000 | $0.00 | $0 | 89,691 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The reported transaction involves sale transactions from $22.98 to $24.27 per share. The weighted average price per share was $23.72. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.