Phipps Jason's Form 4 filing
Ciena Corp (CIEN) · filed Apr 3, 2026
- Accession no.
- 0001123292-26-000548
- Filed
- Apr 3, 2026
- Trade date
- Apr 1, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 15 non-derivative transactions. Open-market sales total $9.02M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Phipps JasonCIK 0001699193 | Officer (SVP Global Sales and Marketing) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2026 | Common Stock | SSaleDisposed | −1,735 | $401.58F2 | −$696,741.3 | 87,656 | Direct | |
| Apr 1, 2026 | Common Stock | SSaleDisposed | −500 | $402.83F3 | −$201,415 | 87,156 | Direct | |
| Apr 1, 2026 | Common Stock | SSaleDisposed | −750 | $403.90F4 | −$302,925 | 86,406 | Direct | |
| Apr 1, 2026 | Common Stock | SSaleDisposed | −2,100 | $405.07F5 | −$850,647 | 84,306 | Direct | |
| Apr 1, 2026 | Common Stock | SSaleDisposed | −600 | $406.45F6 | −$243,870 | 83,706 | Direct | |
| Apr 1, 2026 | Common Stock | SSaleDisposed | −460 | $407.48F7 | −$187,440.8 | 83,246 | Direct | |
| Apr 1, 2026 | Common Stock | SSaleDisposed | −3,250 | $408.75F8 | −$1,328,437.5 | 79,996 | Direct | |
| Apr 1, 2026 | Common Stock | SSaleDisposed | −500 | $409.49F9 | −$204,745 | 79,496 | Direct | |
| Apr 1, 2026 | Common Stock | SSaleDisposed | −3,100 | $411.23F10 | −$1,274,813 | 76,396 | Direct | |
| Apr 1, 2026 | Common Stock | SSaleDisposed | −3,441 | $412.24F11 | −$1,418,517.84 | 72.96 | Direct | |
| Apr 1, 2026 | Common Stock | SSaleDisposed | −2,279 | $413.35F12 | −$942,024.65 | 70,676 | Direct | |
| Apr 1, 2026 | Common Stock | SSaleDisposed | −1,708 | $414.16F13 | −$707,385.28 | 68,968 | Direct | |
| Apr 1, 2026 | Common Stock | SSaleDisposed | −400 | $415.20F14 | −$166,080 | 68,568 | Direct | |
| Apr 1, 2026 | Common Stock | SSaleDisposed | −1,029 | $416.56F15 | −$428,640.24 | 67.54 | Direct | |
| Apr 1, 2026 | Common Stock | SSaleDisposed | −162 | $417.07F16 | −$67,565.34 | 67,377 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects the weighted average sales price with transactions in a range of sales from $400.83 to $401.825. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects the weighted average sales price with transactions in a range of sales from $402.48 to $403.10. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.
- F4
Reflects the weighted average sales price with transactions in a range of sales from $403.65 to $404.30. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.
- F5
Reflects the weighted average sales price with transactions in a range of sales from $404.91 to $405.75. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.
- F6
Reflects the weighted average sales price with transactions in a range of sales from $405.96 to $406.80. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.
- F7
Reflects the weighted average sales price with transactions in a range of sales from $407.00 to $407.87. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.
- F8
Reflects the weighted average sales price with transactions in a range of sales from $408.41 to $409.27. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.
- F9
Reflects the weighted average sales price with transactions in a range of sales from $409.49 to $409.50. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.
- F10
Reflects the weighted average sales price with transactions in a range of sales from $410.805 to $411.55. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.
- F11
Reflects the weighted average sales price with transactions in a range of sales from $411.84 to $412.77. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.
- F12
Reflects the weighted average sales price with transactions in a range of sales from $412.84 to $413.81. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.
- F13
Reflects the weighted average sales price with transactions in a range of sales from $414.00 to $414.635. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.
- F14
Reflects the weighted average sales price with transactions in a range of sales from $415.00 to $415.27. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.
- F15
Reflects the weighted average sales price with transactions in a range of sales from $416.10 to $416.99. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.
- F16
Reflects the weighted average sales price with transactions in a range of sales from $417.00 to $417.22. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Referenced by the price of 1 transaction in Table I.