Dew Allison's Form 4 filing
Dell Technologies Inc. (DELL) · filed Sep 27, 2021
- Accession no.
- 0001123292-21-001301
- Filed
- Sep 27, 2021
- Trade date
- Sep 23, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.20M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dew AllisonCIK 0001736762 | Officer (Chief Marketing Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2021 | Class C Common Stock | SSaleDisposed | −34,701 | $105.00F2 | −$3,643,605 | 134,750 | Direct | |
| Sep 23, 2021 | Class C Common Stock | MOption exerciseAcquired | +33,842 | $13.75 | +$465,327.5 | 168,592 | Direct | |
| Sep 23, 2021 | Class C Common Stock | SSaleDisposed | −33,842 | $105.00F2 | −$3,553,410 | 134,750 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 23, 2021 | Class C Common Stock | MOption exerciseDisposed | −33,842 | $0.00 | $0 | 64,387 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents multiple sales transactions effected at the price of $105.00.
Referenced by the price of 2 transactions in Table I.