Rothberg Richard J's Form 4 filing
Dell Technologies Inc. (DELL) · filed Sep 7, 2021
- Accession no.
- 0001123292-21-001275
- Filed
- Sep 7, 2021
- Trade date
- Sep 2, 2021
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $591.8K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rothberg Richard JCIK 0001680902 | Officer (General Counsel & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 2, 2021 | Class C Common Stock | SSaleDisposed | −6,099 | $97.03F2 | −$591,785.97 | 99,967 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents multiple sales transactions effected at the price of $97.03.
Referenced by the price of 1 transaction in Table I.