Abraham Jack's Form 4 filing
Hims & Hers Health, Inc. (HIMS) · filed Aug 6, 2021
- Accession no.
- 0001123292-21-001196
- Filed
- Aug 6, 2021
- Trade date
- Aug 6, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 14 non-derivative transactions and 7 derivative transactions. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Abraham JackCIK 0001841848 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Class A Common Stock | XIn-the-money exerciseAcquired | +4,012 | –F1 | – | 721,539 | Direct | |
| Aug 6, 2021 | Class A Common Stock | XIn-the-money exerciseAcquired | +1,559 | –F1 | – | 280,430 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | XIn-the-money exerciseAcquired | +7,280 | –F1 | – | 1,309,256 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | XIn-the-money exerciseAcquired | +5,442 | –F1 | – | 978,653 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | XIn-the-money exerciseAcquired | +45,626 | –F1 | – | 8,204,647 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | XIn-the-money exerciseAcquired | +46,238 | –F1 | – | 8,314,803 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | XIn-the-money exerciseAcquired | +24,449 | –F1 | – | 4,396,480 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −2,941 | –F9 | – | 718,598 | Direct | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −1,143 | –F9 | – | 279,287 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −5,337 | –F9 | – | 1,303,919 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −3,989 | –F9 | – | 974,664 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −33,444 | –F9 | – | 8,171,203 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −33,893 | –F9 | – | 8,280,910 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | SSaleDisposed | −17,922 | –F9 | – | 4,378,558 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | Class A Common Stock | XIn-the-money exerciseDisposed | −4,012 | $0.00 | $0 | 0 | Direct | |
| Aug 6, 2021 | Class A Common Stock | XIn-the-money exerciseDisposed | −1,559 | $0.00 | $0 | 0 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | XIn-the-money exerciseDisposed | −7,280 | $0.00 | $0 | 0 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | XIn-the-money exerciseDisposed | −5,422 | $0.00 | $0 | 0 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | XIn-the-money exerciseDisposed | −45,626 | $0.00 | $0 | 0 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | XIn-the-money exerciseDisposed | −46,238 | $0.00 | $0 | 0 | Indirect | |
| Aug 6, 2021 | Class A Common Stock | XIn-the-money exerciseDisposed | −24,449 | $0.00 | $0 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents exercise of warrants ("Warrants") to purchase shares of the Issuer's Class A Common Stock on a cashless basis pursuant to Section 6.2 of that certain Warrant Agreement, by and between the Issuer and Continental Stock Transfer & Trust, dated, July 22, 2019 (the "Warrant Agreement"), following the Issuer's Notice of Redemption dated July 9, 2021. In the cashless exercise, under the terms of the Warrant Agreement, the Warrant holder received .267 shares per warrant exercised and the Issuer withheld .733 shares per warrant exercised.
Referenced by the price of 7 transactions in Table I.
- F9
Represents withholding of shares of Class A Common Stock in connection with the cashless exercises referred to in footnote (1) above.
Referenced by the price of 7 transactions in Table I.