Mule Edward A's Form 4/A amendment
AmendedGulfport Energy Corp (GPOR) · filed Aug 5, 2021
- Accession no.
- 0001123292-21-001174
- Filed
- Aug 5, 2021, 5:20 PM ET
- Trade date
- Aug 2, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Aug 4, 2021
This filing lists 1 derivative transaction. It was filed 3 days after the trade.
This amendment replaces 0001123292-21-001172 (filed Aug 4, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mule Edward ACIK 0001029625 | Director, 10% Owner |
| Silver Point Capital L.P.CIK 0001332784 | Director, 10% Owner |
| O'Shea Robert JCIK 0001382617 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 2, 2021 | Common Stock | PPurchaseAcquired | +3,929 | $4,825.00 | +$265,375 | 22,888 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each holder of shares of the Issuer's Series A Convertible Preferred Stock (the "Preferred Stock") has the right, at its option and at any time, to convert all or a portion of the shares of Preferred Stock that it holds into a number of shares of the Issuer's common stock equal to the quotient obtained by dividing (x) the product obtained by multiplying (i) the Liquidation Preference times (ii) an amount equal to one (1) plus the Per Share Makewhole Amount (as defined in the Preferred Terms) on the date of conversion, by (y) $14.00 per share (each as described in, and subject to the terms of, the definitive documentation governing the Preferred Stock.)
- F2
On August 4, 2021, the Reporting Persons filed a Form 4 which inadvertently reported an incorrect transaction date in Table II of the Form 4. This amendment is being filed solely to reflect the correct transaction date of August 2, 2021.
- F3
Includes 405 shares of Preferred Stock acquired as a payment-in-kind dividend.
- F4
Silver Point Capital, L.P. ("Silver Point") or its wholly owned subsidiaries are the investment managers of Silver Point Capital Fund, L.P., Silver Point Capital Offshore Master Fund, L.P., Silver Point Distressed Opportunities Fund, L.P., Silver Point Distressed Opportunities Offshore Master Fund, L.P., Silver Point Distressed Opportunity Institutional Partners, L.P. and Silver Point Distressed Opportunity Institutional Partners Master Fund (Offshore), L.P. (the "Funds") and, by reason of such status, may be deemed to be the beneficial owner of all the reported securities held by the Funds. Silver Point Capital Management, LLC ("Management") is the general partner of Silver Point and as a result may be deemed to be the beneficial owner of all securities held by the Funds. [cont.]
- F5
Messrs. Edward A. Mule and Robert J. O'Shea are each members of Management and as a result may be deemed to be the beneficial owner of all the securities held by the Funds. Silver Point, Management and Messrs. Mule and O'Shea disclaim beneficial ownership of the reported securities held by Funds except to the extent of their pecuniary interests.