Alberta Investment Management Corp's Form 4 filing
Barings Capital Investment Corp · filed Jul 19, 2021
- Accession no.
- 0001123292-21-001143
- Filed
- Jul 19, 2021, 4:05 PM ET
- Trade date
- Jul 15, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $12.0M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Alberta Investment Management CorpCIK 0001463559 | 10% Owner |
| PDL FL US Holdings LPCIK 0001822343 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 15, 2021 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +540,784.137 | $22.19 | +$12,000,000 | 3,060,891.493 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.