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Lyon Christopher's Form 4/A amendment

Amended

Model N, Inc. (MODN) · filed Dec 22, 2023

Accession no.
0001118417-23-000249
Filed
Dec 22, 2023
Trade date
Nov 29, 2023
Filing delay
23 days
Rule 10b5-1 plan
Not checked
Original filed
Dec 1, 2023

This filing lists 1 non-derivative transaction. Open-market sales total $246.0K. It was filed 23 days after the trade.

This amendment replaces 0001118417-23-000228 (filed Dec 1, 2023).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lyon ChristopherCIK 0001773390Officer (Chief Revenue Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 29, 2023Common StockSSaleDisposed−10,614$23.18F1−$246,032.52252,547Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.02 to $23.38 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F2

The Reporting Person's original Form 4 filed on December 1, 2023 misstated the amount of securities beneficially owned by the Reporting Person following the reported transaction.

Read the full filing on SEC EDGAR (opens in a new tab)