Lyon Christopher's Form 4 filing
Model N, Inc. (MODN) · filed Nov 29, 2022
- Accession no.
- 0001118417-22-000146
- Filed
- Nov 29, 2022
- Trade date
- Dec 14, 2021-Nov 23, 2022
- Filing delay
- 350 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions. Open-market sales total $401.4K. It was filed 350 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lyon ChristopherCIK 0001773390 | Officer (Chief Revenue Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2021 | Common Stock | GGiftDisposed | −5,461 | $0.00 | $0 | 196,749 | Direct | |
| Dec 14, 2021 | Common Stock | GGiftAcquired | +5,461 | $0.00 | $0 | 5,461 | Indirect | |
| Aug 18, 2022 | Common Stock | GGiftDisposed | −35,823 | $0.00 | $0 | 160,926 | Direct | |
| Aug 18, 2022 | Common Stock | GGiftAcquired | +35,823 | $0.00 | $0 | 41,284 | Indirect | |
| Nov 23, 2022 | Common Stock | SSaleDisposed | −10,811 | $37.13F3 | −$401,412.43 | 30,473 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.10 to $37.24 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.