Rosenbaum Leonard A's Form 4 filing
CVD Equipment Corp (CVV) · filed Sep 15, 2021
- Accession no.
- 0001116579-21-000015
- Filed
- Sep 15, 2021
- Trade date
- Sep 15, 2021
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market sales total $91.5K. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosenbaum Leonard ACIK 0001116579 | 10% Owner, Other: affiliate |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2021 | Common Stock | SSaleDisposed | −20,204 | $4.53F1 | −$91,524.12 | 708,817 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Average selling price on 9/15/2021 was $4.53.
Referenced by the price of 1 transaction in Table I.