Rosenbaum Leonard A's Form 4 filing
CVD Equipment Corp (CVV) · filed Sep 2, 2021
- Accession no.
- 0001116579-21-000011
- Filed
- Sep 2, 2021
- Trade date
- Sep 1-2, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $41.9K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosenbaum Leonard ACIK 0001116579 | 10% Owner, Other: affiliate |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Common Stock | SSaleDisposed | −3,217 | $4.76 | −$15,312.92 | 742,831 | Direct | |
| Sep 2, 2021 | Common Stock | SSaleDisposed | −5,600 | $4.75 | −$26,600 | 737,231 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.