Rosenbaum Leonard A's Form 4/A amendment
AmendedCVD Equipment Corp (CVV) · filed Aug 24, 2021
- Accession no.
- 0001116579-21-000008
- Filed
- Aug 24, 2021
- Trade date
- Jun 15, 2021
- Filing delay
- 70 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jun 16, 2021
This filing lists 1 non-derivative transaction. Open-market sales total $24.0K. It was filed 70 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosenbaum Leonard ACIK 0001116579 | 10% Owner, Other: affiliate |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2021 | Common Stock | SSaleDisposed | −5,620 | $4.27 | −$23,997.4 | 751,548 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
This amendment has no footnotes.
Remarks
On the original filing date 6/16/2021, the sale transaction on 6/15/2021 listed the incorrect transaction code as "P" in Table I column 3. This transaction code should have been listed as "S". This Form 4A is being submitted as an amendment to that Form 4 filed on 6/16/2021.