Eichten Estia J's Form 4 filing
Vicor Corp (VICR) · filed Oct 27, 2021
- Accession no.
- 0001111769-21-000007
- Filed
- Oct 27, 2021
- Trade date
- Oct 25, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $671.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Eichten Estia JCIK 0001111769 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2021 | Common Stock | MOption exerciseAcquired | +8,819 | $5.67 | +$50,003.73 | 233,148 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −337 | $148.64 | −$50,091.68 | 232,811 | Direct | |
| Oct 25, 2021 | Common Stock | MOption exerciseAcquired | +15,695 | $6.29 | +$98,721.55 | 248,506 | Direct | |
| Oct 25, 2021 | Common Stock | SSaleDisposed | −4,177 | $148.64 | −$620,869.28 | 244,329 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 25, 2021 | Common Stock | MOption exerciseDisposed | −8,819 | $0.00 | $0 | 0 | Direct | |
| Oct 25, 2021 | Common Stock | MOption exerciseDisposed | −15,695 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.